§ 13F · FUND PROFILE
Altium Capital Management LLC.
Institutional filer · behavioral pattern: Other. Summary pending.
AUM · $628K (13F)Positions · 1Turnover · — · Q1Filed · May 1, 2026
CONCENTRATION
—
Top 10 holdings
NEW BUYS
0
+$3M deployed
EXITS
0
No exits
SECTOR SHIFT
—
No prior quarter data
3YR HIT RATE
—
Top-5 overlap
§ 01 · TOP HOLDINGS
The book · Q1 2026
FILED MAY 1, 2026
| # | Ticker | Name | Shares | $ value | % port | Δ Q1 |
|---|---|---|---|---|---|---|
| 1 | PDX | PIMCO DYNAMIC INCOME STRATEG | 158K | $3M | 8.3% | +4% |
| 2 | ASA | ASA GOLD AND PRECIOUS MTLS L | 52K | $3M | 7.7% | ±0% |
| 3 | RVT | ROYCE SMALL CAP TRUST INC | 193K | $3M | 7.6% | ±0% |
| 4 | XPCQX | PIMCO CALIF MUN INCOME FD | 333K | $3M | 6.8% | +29% |
| 5 | GAM | GENERAL AMERN INVS CO INC | 49K | $3M | 6.8% | +134% |
| 6 | LEO | BNY MELLON STRATEGIC MUNS IN | 439K | $3M | 6.6% | +67% |
| 7 | RMT | ROYCE MICRO-CAP TR INC | 243K | $3M | 6.5% | +179% |
| 8 | MXF | MEXICO FD INC | 128K | $3M | 6.4% | +165% |
| 9 | NBXG | NEUBERGER NEXT GENERATION | 205K | $3M | 6.3% | +20% |
| 10 | XSSPX | NUVEEN S&P 500 DYNAMIC OVERW | 157K | $3M | 6.0% | NEW |
§ 02 · SECTOR ALLOCATION
Where the money is
Sector data pending
§ 03 · THE ALTIUM SIGNAL
AC read
Altium Capital Management LLC is a Other fund managing $628 thousand in assets. The fund runs a focused portfolio of just 1 positions.
Read the full dossier →§ 04 · FILING HISTORY
Q-by-Q deltas
2 FILINGS
Q1 2026
Steady book
+0 buys · −0 exits · 0 changed
Q4 2025
Steady book
+0 buys · −0 exits · 0 changed
Q3 2025
Steady book
+0 buys · −0 exits · 0 changed
Q2 2025
Steady book
+0 buys · −0 exits · 0 changed