§ 13F · FUND PROFILE
Breakwater Investment Management.
Institutional filer · behavioral pattern: Other. Summary pending.
AUM · $271M (13F)Positions · 530Turnover · — · Q1Filed · May 15, 2026
CONCENTRATION
—
Top 10 holdings
NEW BUYS
0
+$94K deployed
EXITS
0
No exits
SECTOR SHIFT
—
No prior quarter data
3YR HIT RATE
—
Top-5 overlap
§ 01 · TOP HOLDINGS
The book · Q1 2026
FILED MAY 15, 2026
| # | Ticker | Name | Shares | $ value | % port | Δ Q1 |
|---|---|---|---|---|---|---|
| 1 | VTI | VANGUARD INDEX FDS | 117K | $38M | 14.0% | −2% |
| 2 | SCHB | SCHWAB STRATEGIC TR | 858K | $22M | 8.0% | −2% |
| 3 | VXUS | VANGUARD STAR FDS | 230K | $18M | 6.6% | −2% |
| 4 | BND | VANGUARD BD INDEX FDS | 140K | $10M | 3.8% | −8% |
| 5 | MSFT | MICROSOFT CORP | 25K | $9M | 3.4% | −1% |
| 6 | BNDX | VANGUARD CHARLOTTE FDS | 192K | $9M | 3.4% | −20% |
| 7 | SPTM | SPDR SERIES TRUST | 93K | $7M | 2.7% | +2% |
| 8 | VEU | VANGUARD INTL EQUITY INDEX F | 94K | $7M | 2.6% | +1% |
| 9 | VCRB | VANGUARD MALVERN FDS | 85K | $7M | 2.4% | +1% |
| 10 | SCCR | SCHWAB STRATEGIC TR | 241K | $6M | 2.3% | +21% |
§ 02 · SECTOR ALLOCATION
Where the money is
Sector data pending
§ 03 · THE BREAKWATER SIGNAL
AC read
Breakwater Investment Management is a Other fund managing $271 million in assets. The fund runs a broad portfolio of 530 positions.
Read the full dossier →§ 04 · FILING HISTORY
Q-by-Q deltas
2 FILINGS
Q1 2026
Steady book
+0 buys · −0 exits · 0 changed
Q4 2025
Steady book
+0 buys · −0 exits · 0 changed
Q3 2025
Steady book
+0 buys · −0 exits · 0 changed
Q2 2025
Steady book
+0 buys · −0 exits · 0 changed