§ 13F · FUND PROFILE
Caldwell Investment Management Ltd..
Institutional filer · behavioral pattern: Other. Summary pending.
AUM · $152M (13F)Positions · 26Turnover · — · Q1Filed · May 14, 2026
CONCENTRATION
—
Top 10 holdings
NEW BUYS
0
+$117M deployed
EXITS
0
No exits
SECTOR SHIFT
—
No prior quarter data
3YR HIT RATE
—
Top-5 overlap
§ 01 · TOP HOLDINGS
The book · Q1 2026
FILED MAY 14, 2026
| # | Ticker | Name | Shares | $ value | % port | Δ Q1 |
|---|---|---|---|---|---|---|
| 1 | MS | MORGAN STANLEY | 250K | $40M | 15.5% | NEW |
| 2 | CBOE | CBOE GLOBAL MKTS INC | 118K | $33M | 13.1% | ±0% |
| 3 | MIAX | MIAMI INTL HLDGS INC | 664K | $25M | 9.8% | −10% |
| 4 | KKR | KKR & CO INC | 200K | $18M | 7.1% | ±0% |
| 5 | BAC | BANK AMERICA CORP | 350K | $17M | 6.5% | NEW |
| 6 | ICE | INTERCONTINENTAL EXCH IN | 100K | $16M | 6.2% | ±0% |
| 7 | EFXT | ENERFLEX LTD | 411K | $8M | 3.3% | ±0% |
| 8 | C | CITIGROUP INC | 75K | $8M | 3.2% | NEW |
| 9 | CVE | CENOVUS ENERGY INC | 291K | $8M | 3.0% | +162% |
| 10 | SII | SPROTT INC | 57K | $8M | 3.0% | NEW |
§ 02 · SECTOR ALLOCATION
Where the money is
Sector data pending
§ 03 · THE CALDWELL SIGNAL
AC read
Caldwell Investment Management Ltd. is a Other fund managing $152 million in assets. The fund runs a focused portfolio of just 26 positions.
Read the full dossier →§ 04 · FILING HISTORY
Q-by-Q deltas
2 FILINGS
Q1 2026
Steady book
+0 buys · −0 exits · 0 changed
Q4 2025
Steady book
+0 buys · −0 exits · 0 changed
Q3 2025
Steady book
+0 buys · −0 exits · 0 changed
Q1 2025
Steady book
+0 buys · −0 exits · 0 changed