§ 13F · FUND PROFILE
CALDWELL SUTTER CAPITAL, INC..
Institutional filer · behavioral pattern: Other. Summary pending.
AUM · $234M (13F)Positions · 871Turnover · — · Q1Filed · May 6, 2026
CONCENTRATION
—
Top 10 holdings
NEW BUYS
0
+$1M deployed
EXITS
0
No exits
SECTOR SHIFT
—
No prior quarter data
3YR HIT RATE
—
Top-5 overlap
§ 01 · TOP HOLDINGS
The book · Q1 2026
FILED MAY 6, 2026
| # | Ticker | Name | Shares | $ value | % port | Δ Q1 |
|---|---|---|---|---|---|---|
| 1 | AAPL | APPLE INC | 47K | $12M | 4.8% | −4% |
| 2 | PPIH | PERMA-PIPE INTL HLDGS INC | 234K | $7M | 2.8% | ±0% |
| 3 | CAT | CATERPILLAR INC | 8K | $6M | 2.4% | −5% |
| 4 | KNTK | KINETIK HOLDINGS INC COM | 119K | $6M | 2.3% | +62% |
| 5 | PLBC | PLUMAS BANCORP | 106K | $5M | 2.1% | ±0% |
| 6 | MSA | MSA SAFETY INC | 29K | $5M | 2.0% | −9% |
| 7 | SSBI | SUMMIT ST BK SANTA ROSA CALIF | 347K | $5M | 1.9% | ±0% |
| 8 | SGOV | ISHARES TR | 44K | $4M | 1.8% | +55% |
| 9 | V | VISA INC | 13K | $4M | 1.6% | −2% |
| 10 | DGICA | DONEGAL GROUP INC | 212K | $4M | 1.5% | ±0% |
§ 02 · SECTOR ALLOCATION
Where the money is
Sector data pending
§ 03 · THE CALDWELL SIGNAL
AC read
CALDWELL SUTTER CAPITAL, INC. is a Other fund managing $234 million in assets. The fund runs a broad portfolio of 871 positions.
Read the full dossier →§ 04 · FILING HISTORY
Q-by-Q deltas
2 FILINGS
Q1 2026
Steady book
+0 buys · −0 exits · 0 changed
Q4 2025
Steady book
+0 buys · −0 exits · 0 changed
Q3 2025
Steady book
+0 buys · −0 exits · 0 changed
Q2 2025
Steady book
+0 buys · −0 exits · 0 changed