§ 13F · FUND PROFILE
Kozak & Associates, Inc..
Institutional filer · behavioral pattern: Other. Summary pending.
AUM · $491M (13F)Positions · 470Turnover · — · Q1Filed · Apr 14, 2026
CONCENTRATION
—
Top 10 holdings
NEW BUYS
0
+$540K deployed
EXITS
0
No exits
SECTOR SHIFT
—
No prior quarter data
3YR HIT RATE
—
Top-5 overlap
§ 01 · TOP HOLDINGS
The book · Q1 2026
FILED APR 14, 2026
| # | Ticker | Name | Shares | $ value | % port | Δ Q1 |
|---|---|---|---|---|---|---|
| 1 | RWL | INVESCO S&P 500 REVENUE ETF | 587K | $70M | 13.6% | +2% |
| 2 | IETC | ISHARES U.S. TECH INDEPENDENCE FOCUSED ETF | 654K | $62M | 12.1% | +2% |
| 3 | SPY | STATE STREET SPDR S&P 500 ETF | 66K | $45M | 8.8% | ±0% |
| 4 | QQQ | INVESCO QQQ TRUST SERIES I | 70K | $43M | 8.4% | ±0% |
| 5 | IYG | ISHARES US FINANCIAL SERVICES ETF | 430K | $37M | 7.3% | +2% |
| 6 | IYJ | ISHARES U.S. INDUSTRIALS ETF | 219K | $34M | 6.7% | +2% |
| 7 | SPYG | STATE STREET SPDR PORTFOLIO S&P 500 GROWTH ETF | 306K | $32M | 6.3% | ±0% |
| 8 | SMH | VANECK SEMICONDUCTOR ETF | 65K | $29M | 5.6% | −1% |
| 9 | NVDA | NVIDIA CORPORATION COM | 130K | $25M | 4.8% | −3% |
| 10 | AAPL | APPLE INC COM | 86K | $22M | 4.4% | ±0% |
§ 02 · SECTOR ALLOCATION
Where the money is
Sector data pending
§ 03 · THE KOZAK SIGNAL
AC read
Kozak & Associates, Inc. is a Other fund managing $491 million in assets. The fund runs a broad portfolio of 470 positions.
Read the full dossier →§ 04 · FILING HISTORY
Q-by-Q deltas
1 FILINGS
Q1 2026
Steady book
+0 buys · −0 exits · 0 changed
Q4 2025
Steady book
+0 buys · −0 exits · 0 changed
Q2 2025
Steady book
+0 buys · −0 exits · 0 changed
Q1 2025
Steady book
+0 buys · −0 exits · 0 changed