§ 13F · FUND PROFILE
PRINCIPAL SECURITIES, INC..
Institutional filer · behavioral pattern: Other. Summary pending.
AUM · $6.1B (13F)Positions · 3731Turnover · — · Q1Filed · May 13, 2026
CONCENTRATION
—
Top 10 holdings
NEW BUYS
0
+$134M deployed
EXITS
0
No exits
SECTOR SHIFT
—
No prior quarter data
3YR HIT RATE
—
Top-5 overlap
§ 01 · TOP HOLDINGS
The book · Q1 2026
FILED MAY 13, 2026
| # | Ticker | Name | Shares | $ value | % port | Δ Q1 |
|---|---|---|---|---|---|---|
| 1 | USMC | PRINCIPAL EXCHANGE TRADED FD | 4.74M | $305M | 4.5% | +6% |
| 2 | IVV | ISHARES TR | 310K | $202M | 3.0% | +5% |
| 3 | PSC | PRINCIPAL EXCHANGE TRADED FD | 2.54M | $145M | 2.1% | +9% |
| 4 | PIEQ | PRINCIPAL EXCHANGE TRADED FD | 4.14M | $141M | 2.1% | +11% |
| 5 | LCAP | PRINCIPAL EXCHANGE TRADED FD | 4.82M | $140M | 2.0% | +64% |
| 6 | BCHP | PRINCIPAL EXCHANGE TRADED FD | 4.25M | $139M | 2.0% | +9% |
| 7 | AGG | ISHARES TR | 1.36M | $135M | 2.0% | −2% |
| 8 | GSUS | GOLDMAN SACHS ETF TR | 1.16M | $104M | 1.5% | −2% |
| 9 | IG | PRINCIPAL EXCHANGE TRADED FD | 4.85M | $100M | 1.5% | +17% |
| 10 | NVDA | NVIDIA CORPORATION | 480K | $84M | 1.2% | +13% |
§ 02 · SECTOR ALLOCATION
Where the money is
Sector data pending
§ 03 · THE PRINCIPAL SIGNAL
AC read
PRINCIPAL SECURITIES, INC. is a Other fund managing $6.1 billion in assets. The fund runs a massive portfolio of 3,731 positions.
Read the full dossier →§ 04 · FILING HISTORY
Q-by-Q deltas
2 FILINGS
Q1 2026
Steady book
+0 buys · −0 exits · 0 changed
Q4 2025
Steady book
+0 buys · −0 exits · 0 changed
Q3 2025
Steady book
+0 buys · −0 exits · 0 changed
Q2 2025
Steady book
+0 buys · −0 exits · 0 changed