§ 13F · FUND PROFILE
Rockefeller Capital Management L.P..
Rockefeller family office, wealth mgmt
AUM · $39.8B (13F)Positions · 3065Turnover · 37% · Q1Filed · May 14, 2026
CONCENTRATION
18%
Top 10 holdings
NEW BUYS
+269
+$150M deployed
EXITS
0
No exits
SECTOR SHIFT
TECHNOLOGY → OTHER
-2pp · +2pp
3YR HIT RATE
—
Top-5 overlap
§ 01 · TOP HOLDINGS
The book · Q1 2026
FILED MAY 14, 2026
| # | Ticker | Name | Shares | $ value | % port | Δ Q1 |
|---|---|---|---|---|---|---|
| 1 | SPY | STATE STR SPDR S&P 500 ETF T | 2.62M | $1.7B | 3.0% | +4% |
| 2 | AAPL | APPLE INC | 5.60M | $1.4B | 2.5% | +3% |
| 3 | NVDA | NVIDIA CORPORATION | 7.70M | $1.3B | 2.4% | +4% |
| 4 | AMZN | AMAZON COM INC | 4.70M | $980M | 1.7% | +5% |
| 5 | MSFT | MICROSOFT CORP | 2.63M | $974M | 1.7% | +2% |
| 6 | GOOGL | ALPHABET INC | 3.26M | $939M | 1.7% | +1% |
| 7 | AVGO | BROADCOM INC | 2.49M | $771M | 1.4% | +5% |
| 8 | IVV | ISHARES TR | 949K | $620M | 1.1% | +6% |
| 9 | QQQ | INVESCO QQQ TR | 1.05M | $605M | 1.1% | −2% |
| 10 | JPM | JPMORGAN CHASE & CO | 1.95M | $572M | 1.0% | +4% |
§ 02 · SECTOR ALLOCATION
Where the money is
Other30.8% (+2pp)
Technology9.0% (−2pp)
Semiconductors6.9% (±0)
Retail5.2% (±0)
Media5.1% (±0)
Financial Services4.3% (±0)
§ 03 · THE ROCKEFELLER SIGNAL
AC read
Rockefeller Capital Management L.P. is a Other fund managing $39.8 billion in assets. The fund runs a massive portfolio of 3,065 positions, broad diversification across holdings. The fund is an active trader with 37% quarterly turnover, with 269 new positions and 0 exits last quarter. Top sector allocations: Other (31%), Technology (9%), Semiconductors (7%).
Read the full dossier →§ 04 · FILING HISTORY
Q-by-Q deltas
2 FILINGS
Q1 2026
Busy quarter
+269 buys · −0 exits · 3966 changed
Q4 2025
Busy quarter
+4670 buys · −0 exits · 0 changed
Q4 2025
Busy quarter
+4670 buys · −0 exits · 0 changed
Q2 2025
Busy quarter
+138 buys · −0 exits · 1473 changed