§ 13F · FUND PROFILE
Smith Asset Management Co., LLC.
Institutional filer · behavioral pattern: Other. Summary pending.
AUM · $117M (13F)Positions · 67Turnover · — · Q1Filed · May 15, 2026
CONCENTRATION
—
Top 10 holdings
NEW BUYS
0
+$430K deployed
EXITS
0
No exits
SECTOR SHIFT
—
No prior quarter data
3YR HIT RATE
—
Top-5 overlap
§ 01 · TOP HOLDINGS
The book · Q1 2026
FILED MAY 15, 2026
| # | Ticker | Name | Shares | $ value | % port | Δ Q1 |
|---|---|---|---|---|---|---|
| 1 | BRK/B | BERKSHIRE HATHAWAY INC DEL | 16K | $7M | 6.4% | +4% |
| 2 | JPC | NUVEEN PFD & INCOME OPPORTUN | 911K | $7M | 5.9% | −2% |
| 3 | ARCC | ARES CAPITAL CORP | 344K | $6M | 5.3% | +9% |
| 4 | DNP | DNP SELECT INCOME FD INC | 402K | $4M | 3.6% | −2% |
| 5 | XAWFX | ALLIANCEBERNSTEIN GLOBAL HIG | 394K | $4M | 3.4% | −2% |
| 6 | CSQ | CALAMOS STRATEGIC TOTAL RETU | 230K | $4M | 3.4% | +3% |
| 7 | SPY | STATE STR SPDR S&P 500 ETF T | 6K | $4M | 3.3% | +4% |
| 8 | RFI | COHEN & STEERS TOTAL RETURN | 340K | $4M | 3.2% | +2% |
| 9 | VGT | VANGUARD WORLD FD | 5K | $3M | 2.9% | +5% |
| 10 | AAPL | APPLE INC | 13K | $3M | 2.8% | +10% |
§ 02 · SECTOR ALLOCATION
Where the money is
Sector data pending
§ 03 · THE SMITH SIGNAL
AC read
Smith Asset Management Co., LLC is a Other fund managing $117 million in assets. The fund runs a portfolio of 67 positions.
Read the full dossier →§ 04 · FILING HISTORY
Q-by-Q deltas
2 FILINGS
Q1 2026
Steady book
+0 buys · −0 exits · 0 changed
Q4 2025
Steady book
+0 buys · −0 exits · 0 changed
Q3 2025
Steady book
+0 buys · −0 exits · 0 changed
Q2 2025
Steady book
+0 buys · −0 exits · 0 changed