§ 13F · FUND PROFILE
Spectrum Asset Management, Inc. (NB/CA).
Institutional filer · behavioral pattern: Other. Summary pending.
AUM · $284M (13F)Positions · 120Turnover · — · Q1Filed · Apr 22, 2026
CONCENTRATION
—
Top 10 holdings
NEW BUYS
0
+$52M deployed
EXITS
0
No exits
SECTOR SHIFT
—
No prior quarter data
3YR HIT RATE
—
Top-5 overlap
§ 01 · TOP HOLDINGS
The book · Q1 2026
FILED APR 22, 2026
| # | Ticker | Name | Shares | $ value | % port | Δ Q1 |
|---|---|---|---|---|---|---|
| 1 | WFC | WELLS FARGO & CO | 415K | $33M | 10.5% | NEW |
| 2 | VUSB | VANGUARD BD INDEX FDS | 467K | $23M | 7.4% | +3% |
| 3 | SCHV | SCHWAB STRATEGIC TR | 475K | $14M | 4.6% | +16% |
| 4 | RSP | INVESCO EXCHANGE TRADED FD T | 75K | $14M | 4.6% | +2% |
| 5 | IAU | ISHARES GOLD TR | 160K | $14M | 4.5% | −5% |
| 6 | DSEP | FIRST TR EXCHNG TRADED FD VI | 255K | $11M | 3.6% | −2% |
| 7 | DMAR | FIRST TR EXCHNG TRADED FD VI | 248K | $11M | 3.3% | +6% |
| 8 | HECA | ETF OPPORTUNITIES TRUST | 346K | $10M | 3.2% | +95% |
| 9 | YMAR | FIRST TR EXCHNG TRADED FD VI | 251K | $7M | 2.2% | NEW |
| 10 | XOM | EXXON MOBIL CORP | 40K | $7M | 2.2% | +4% |
§ 02 · SECTOR ALLOCATION
Where the money is
Sector data pending
§ 03 · THE SPECTRUM SIGNAL
AC read
Spectrum Asset Management, Inc. (NB/CA) is a Other fund managing $284 million in assets. The fund runs a portfolio of 120 positions.
Read the full dossier →§ 04 · FILING HISTORY
Q-by-Q deltas
2 FILINGS
Q1 2026
Steady book
+0 buys · −0 exits · 0 changed
Q4 2025
Steady book
+0 buys · −0 exits · 0 changed
Q3 2025
Steady book
+0 buys · −0 exits · 0 changed
Q2 2025
Steady book
+0 buys · −0 exits · 0 changed