§ 13F · FUND PROFILE
Wellington Shields & Co., LLC.
Institutional filer · behavioral pattern: Other. Summary pending.
AUM · $383M (13F)Positions · 324Turnover · — · Q1Filed · May 4, 2026
CONCENTRATION
—
Top 10 holdings
NEW BUYS
0
+$5M deployed
EXITS
0
No exits
SECTOR SHIFT
—
No prior quarter data
3YR HIT RATE
—
Top-5 overlap
§ 01 · TOP HOLDINGS
The book · Q1 2026
FILED MAY 4, 2026
| # | Ticker | Name | Shares | $ value | % port | Δ Q1 |
|---|---|---|---|---|---|---|
| 1 | AAPL | APPLE INC COM | 109K | $28M | 7.1% | −1% |
| 2 | MSFT | MICROSOFT CORP COM | 70K | $26M | 6.6% | ±0% |
| 3 | JPM | JPMORGAN CHASE & CO COM | 48K | $14M | 3.6% | ±0% |
| 4 | XOM | EXXON MOBIL CORP COM | 79K | $13M | 3.4% | +2% |
| 5 | LLY | ELI LILLY & CO COM | 13K | $12M | 3.0% | ±0% |
| 6 | NVDA | NVIDIA CORPORATION COM | 68K | $12M | 3.0% | ±0% |
| 7 | GOOG | ALPHABET INC CAP STK CL C | 35K | $10M | 2.6% | −1% |
| 8 | CAT | CATERPILLAR INC COM | 9K | $7M | 1.7% | +1% |
| 9 | ABBV | ABBVIE INC COM | 31K | $7M | 1.7% | ±0% |
| 10 | AMZN | AMAZON COM INC COM | 31K | $6M | 1.6% | +1% |
§ 02 · SECTOR ALLOCATION
Where the money is
Sector data pending
§ 03 · THE WELLINGTON SIGNAL
AC read
Wellington Shields & Co., LLC is a Other fund managing $383 million in assets. The fund runs a broad portfolio of 324 positions.
Read the full dossier →§ 04 · FILING HISTORY
Q-by-Q deltas
2 FILINGS
Q1 2026
Steady book
+0 buys · −0 exits · 0 changed
Q4 2025
Steady book
+0 buys · −0 exits · 0 changed
Q3 2025
Steady book
+0 buys · −0 exits · 0 changed
Q2 2025
Steady book
+0 buys · −0 exits · 0 changed