AE Wealth Management LLC.

AE Wealth Management LLCfiles 13F-NT (Notice) filings with the SEC. A 13F-NT indicates that this fund's holdings are reported on its behalf by a related investment advisor or parent entity, not by this fund directly.

This is common for subsidiary management companies and fund-of-fund vehicles within larger corporate families, where one entity consolidates the 13F reporting obligation for the group.

What this means: AE Wealth Management LLChas no directly-reported positions to display. Its investments are disclosed via the parent entity's 13F-HR filing.