§ 13F · FUND PROFILE
Regal Investment Advisors LLC.
Institutional filer · behavioral pattern: Other. Summary pending.
AUM · $1.5B (13F)Positions · 516Turnover · — · Q1Filed · May 14, 2026
CONCENTRATION
—
Top 10 holdings
NEW BUYS
0
+$48M deployed
EXITS
0
No exits
SECTOR SHIFT
—
No prior quarter data
3YR HIT RATE
—
Top-5 overlap
§ 01 · TOP HOLDINGS
The book · Q1 2026
FILED MAY 14, 2026
| # | Ticker | Name | Shares | $ value | % port | Δ Q1 |
|---|---|---|---|---|---|---|
| 1 | IVV | ISHARES TR | 135K | $88M | 5.1% | +9% |
| 2 | AAPL | APPLE INC | 127K | $32M | 1.9% | ±0% |
| 3 | QQQ | INVESCO QQQ TR | 55K | $32M | 1.8% | −1% |
| 4 | SPY | STATE STR SPDR S&P 500 ETF T | 47K | $30M | 1.8% | −3% |
| 5 | SCHD | SCHWAB STRATEGIC TR | 909K | $28M | 1.6% | −6% |
| 6 | LQD | ISHARES TR | 245K | $27M | 1.5% | +5% |
| 7 | FTCS | FIRST TR EXCHANGE-TRADED FD | 272K | $25M | 1.5% | +2% |
| 8 | NVDA | NVIDIA CORPORATION | 133K | $23M | 1.3% | ±0% |
| 9 | VUG | VANGUARD INDEX FDS | 53K | $23M | 1.3% | +6% |
| 10 | IUSB | ISHARES TR | 493K | $23M | 1.3% | +10% |
§ 02 · SECTOR ALLOCATION
Where the money is
Sector data pending
§ 03 · THE REGAL SIGNAL
AC read
Regal Investment Advisors LLC is a Other fund managing $1.5 billion in assets. The fund runs a broad portfolio of 516 positions.
Read the full dossier →§ 04 · FILING HISTORY
Q-by-Q deltas
2 FILINGS
Q1 2026
Steady book
+0 buys · −0 exits · 0 changed
Q4 2025
Steady book
+0 buys · −0 exits · 0 changed
Q3 2025
Steady book
+0 buys · −0 exits · 0 changed
Q2 2025
Steady book
+0 buys · −0 exits · 0 changed