§ 13F · FUND PROFILE
Sigma Planning Corp.
Institutional filer · behavioral pattern: Other. Summary pending.
AUM · $3.5B (13F)Positions · 1290Turnover · — · Q1Filed · May 4, 2026
CONCENTRATION
—
Top 10 holdings
NEW BUYS
0
+$107M deployed
EXITS
0
No exits
SECTOR SHIFT
—
No prior quarter data
3YR HIT RATE
—
Top-5 overlap
§ 01 · TOP HOLDINGS
The book · Q1 2026
FILED MAY 4, 2026
| # | Ticker | Name | Shares | $ value | % port | Δ Q1 |
|---|---|---|---|---|---|---|
| 1 | IVV | ISHARES TR | 299K | $195M | 5.4% | +2% |
| 2 | AAPL | APPLE INC | 612K | $155M | 4.3% | −2% |
| 3 | NVDA | NVIDIA CORPORATION | 640K | $112M | 3.1% | ±0% |
| 4 | AMZN | AMAZON COM INC | 349K | $73M | 2.0% | −1% |
| 5 | QQQ | INVESCO QQQ TR | 106K | $61M | 1.7% | −14% |
| 6 | SPY | STATE STR SPDR S&P 500 ETF T | 86K | $56M | 1.6% | −24% |
| 7 | DGRO | ISHARES TR | 721K | $51M | 1.4% | −1% |
| 8 | MSFT | MICROSOFT CORP | 135K | $50M | 1.4% | ±0% |
| 9 | IVW | ISHARES TR | 432K | $49M | 1.4% | ±0% |
| 10 | VOO | VANGUARD INDEX FDS | 80K | $48M | 1.3% | ±0% |
§ 02 · SECTOR ALLOCATION
Where the money is
Sector data pending
§ 03 · THE SIGMA SIGNAL
AC read
Sigma Planning Corp is a Other fund managing $3.5 billion in assets. The fund runs a massive portfolio of 1,290 positions.
Read the full dossier →§ 04 · FILING HISTORY
Q-by-Q deltas
2 FILINGS
Q1 2026
Steady book
+0 buys · −0 exits · 0 changed
Q4 2025
Steady book
+0 buys · −0 exits · 0 changed
Q3 2025
Steady book
+0 buys · −0 exits · 0 changed
Q2 2025
Steady book
+0 buys · −0 exits · 0 changed