§ 13F · FUND PROFILE
SMH CAPITAL ADVISORS INC.
Institutional filer · behavioral pattern: Other. Summary pending.
AUM · $44M (13F)Positions · 46Turnover · — · Q1Filed · Apr 10, 2026
CONCENTRATION
—
Top 10 holdings
NEW BUYS
0
+$2M deployed
EXITS
0
No exits
SECTOR SHIFT
—
No prior quarter data
3YR HIT RATE
—
Top-5 overlap
§ 01 · TOP HOLDINGS
The book · Q1 2026
FILED APR 10, 2026
| # | Ticker | Name | Shares | $ value | % port | Δ Q1 |
|---|---|---|---|---|---|---|
| 1 | CSWC 5.125 11/15/29 | CAPITAL SOUTHWEST CORP | 12K | $12M | 35.2% | −100% |
| 2 | TRIN | TRINITY CAP INC | 3K | $3M | 7.6% | −99% |
| 3 | CSWC | CAPITAL SOUTHWEST CORP | 2K | $2M | 5.3% | −98% |
| 4 | VICI | VICI PPTYS INC | 1K | $1M | 4.1% | −97% |
| 5 | RIOT 0.75 01/15/30 | RIOT PLATFORMS INC | 1K | $1M | 3.8% | −100% |
| 6 | SM | SM ENERGY COMPANY | 1K | $1M | 3.5% | NEW |
| 7 | PSEC | PROSPECT CAP CORP | 1K | $1M | 3.4% | −100% |
| 8 | MAIN | MAIN STR CAP CORP | 1K | $1M | 3.0% | −95% |
| 9 | CG | CARLYLE GROUP INC | 911 | $911K | 2.8% | −95% |
| 10 | OWL | BLUE OWL CAPITAL INC | 795 | $795K | 2.4% | −99% |
§ 02 · SECTOR ALLOCATION
Where the money is
Sector data pending
§ 03 · THE SMH SIGNAL
AC read
SMH CAPITAL ADVISORS INC is a Other fund managing $44 million in assets. The fund runs a portfolio of 46 positions.
Read the full dossier →§ 04 · FILING HISTORY
Q-by-Q deltas
1 FILINGS
Q1 2026
Steady book
+0 buys · −0 exits · 0 changed
Q4 2025
Steady book
+0 buys · −0 exits · 0 changed
Q2 2025
Steady book
+0 buys · −0 exits · 0 changed
Q1 2025
Steady book
+0 buys · −0 exits · 0 changed