§ FINANCIAL SERVICES
USD · Financial ServicesHTGC
HERCULES CAPITAL INC
USDSector · Financial ServicesBeta · 0.76
§ 01 · PRICE
Price action
1D5D1M6MYTD1YMAX
§ 03 · SIGNAL STACK · WHAT THE INPUTS SAY
13F FLOW
170 increased/new, 112 decreased/exited (13F)
AC 13F Analysis
§ 04 · FUNDAMENTALS · THE BOOKS
| P/E | 8.1 | P/B | 1.54 |
| EPS (TTM) | 1.78 | Dividend | 11.52% |
§ 05 · WHO OWNS IT
Top institutional holders
| Fund | Shares | % port | Δ Q/Q |
|---|---|---|---|
| Sound Income Strategies, LLC | 3.4M | 2.4% | +25% |
| UBS Group AG | 2.5M | 0.0% | +49% |
| TWO SIGMA INVESTMENTS, LP | 2.3M | 0.0% | +44% |
| Qube Research & Technologies Ltd | 2.2M | 0.0% | +46% |
| LPL Financial LLC | 1.8M | 0.0% | −2% |
| DE Shaw | 1.5M | 0.0% | +88% |
◇ AC INTELLIGENCE
Top institutional owners for HTGC as of the most recent 13F reporting period (Q1 2026 · Period ended Mar 31). Δ Q/Q reflects share-count change vs. the prior filing — positive green means adding, negative red means trimming. Cross-reference with the ownership-mix bars below to see which strategy cohort is driving the flow.
§ 06 · WHO OWNS IT · BY STRATEGY
OTHER59.3% · 0 holders
OTHER19.4% · 299 holders
SYSTEMATIC / QUANT11.3% · 9 holders
DEALER / BANK4.5% · 29 holders
QUALITY / COMPOUNDER1.7% · 8 holders
TACTICAL / MACRO1.4% · 4 holders
PASSIVE / INDEX1.3% · 4 holders
ACTIVIST0.8% · 1 holder
INCOME / DEFENSIVE0.4% · 3 holders
◇ AC INTELLIGENCE
Ownership mix by behavioral cohort. Top bars indicate which style of capital dominates the float — passive indexing, quality compounders, dealer/bank, systematic quant, etc. Big quality-compounder share means concentrated active conviction; heavy passive share means flows are dictated by index rebalances, not fundamentals.
§ 07 · INSIDER ACTIVITY · LAST 180 DAYS
NO INSIDER FILINGS
◇ AC INTELLIGENCE
No Form 4 filings on record for HTGC in the last 180 days.
§ 08 · COVERAGE · OUR RECENT NOTES
No notes mention HTGC yet.