§ 13F · FUND PROFILE
Warberg Asset Management LLC.
Institutional filer · behavioral pattern: Other. Summary pending.
AUM · $627M (13F)Positions · 188Turnover · — · Q1Filed · May 7, 2026
CONCENTRATION
—
Top 10 holdings
NEW BUYS
0
+$73M deployed
EXITS
0
No exits
SECTOR SHIFT
—
No prior quarter data
3YR HIT RATE
—
Top-5 overlap
§ 01 · TOP HOLDINGS
The book · Q1 2026
FILED MAY 7, 2026
| # | Ticker | Name | Shares | $ value | % port | Δ Q1 |
|---|---|---|---|---|---|---|
| 1 | SPY | STATE STR SPDR S&P 500 ETF T | 310K | $202M | 33.6% | −51% |
| 2 | LITE 0.5 12/15/26 | LUMENTUM HLDGS INC | 9.70M | $69M | 11.4% | +311% |
| 3 | STX 3.5 06/01/28 | SEAGATE HDD CAYMAN | 7.59M | $36M | 6.0% | +21% |
| 4 | CNX 2.25 05/01/26 | CNX RES CORP | 11.47M | $34M | 5.7% | +44% |
| 5 | OXY/WS | OCCIDENTAL PETE CORP | 487K | $21M | 3.5% | +195% |
| 6 | MCHP 1.625 02/15/27 | MICROCHIP TECHNOLOGY INC. | 11.11M | $20M | 3.4% | ±0% |
| 7 | QQQ | INVESCO QQQ TR | 35K | $20M | 3.4% | −22% |
| 8 | LYV 3.125 01/15/29 | LIVE NATION ENTERTAINMENT IN | 10.66M | $16M | 2.7% | ±0% |
| 9 | WT 3.25 06/15/26 | WISDOMTREE INC | 7.71M | $10M | 1.7% | +54% |
| 10 | VTR 3.75 06/01/26 | VENTAS RLTY LTD PARTNERSHIP | 5.39M | $8M | 1.3% | −47% |
§ 02 · SECTOR ALLOCATION
Where the money is
Sector data pending
§ 03 · THE WARBERG SIGNAL
AC read
Warberg Asset Management LLC is a Other fund managing $627 million in assets. The fund runs a portfolio of 188 positions.
Read the full dossier →§ 04 · FILING HISTORY
Q-by-Q deltas
2 FILINGS
Q1 2026
Steady book
+0 buys · −0 exits · 0 changed
Q4 2025
Steady book
+0 buys · −0 exits · 0 changed
Q3 2025
Steady book
+0 buys · −0 exits · 0 changed
Q2 2025
Steady book
+0 buys · −0 exits · 0 changed