§ 13F · FUND PROFILE
Wellington Shields Capital Management, LLC.
Institutional filer · behavioral pattern: Other. Summary pending.
AUM · $659M (13F)Positions · 335Turnover · — · Q1Filed · May 4, 2026
CONCENTRATION
—
Top 10 holdings
NEW BUYS
0
+$9M deployed
EXITS
0
No exits
SECTOR SHIFT
—
No prior quarter data
3YR HIT RATE
—
Top-5 overlap
§ 01 · TOP HOLDINGS
The book · Q1 2026
FILED MAY 4, 2026
| # | Ticker | Name | Shares | $ value | % port | Δ Q1 |
|---|---|---|---|---|---|---|
| 1 | MSFT | MICROSOFT CORP COM | 124K | $46M | 6.9% | +10% |
| 2 | GOOG | ALPHABET INC CAP STK CL C | 126K | $36M | 5.4% | ±0% |
| 3 | AAPL | APPLE INC COM | 106K | $27M | 4.1% | −10% |
| 4 | GOOGL | ALPHABET INC CAP STK CL A | 88K | $25M | 3.8% | −11% |
| 5 | AMZN | AMAZON COM INC COM | 110K | $23M | 3.4% | +5% |
| 6 | BE | BLOOM ENERGY CORP COM CL A | 160K | $22M | 3.2% | −2% |
| 7 | JPM | JPMORGAN CHASE & CO COM | 72K | $21M | 3.2% | ±0% |
| 8 | XOM | EXXON MOBIL CORP COM | 105K | $18M | 2.7% | +1% |
| 9 | MA | MASTERCARD INCORPORATED CL A | 31K | $16M | 2.4% | +1% |
| 10 | AXP | AMERICAN EXPRESS CO COM | 51K | $15M | 2.3% | +28% |
§ 02 · SECTOR ALLOCATION
Where the money is
Sector data pending
§ 03 · THE WELLINGTON SIGNAL
AC read
Wellington Shields Capital Management, LLC is a Other fund managing $659 million in assets. The fund runs a broad portfolio of 335 positions.
Read the full dossier →§ 04 · FILING HISTORY
Q-by-Q deltas
2 FILINGS
Q1 2026
Steady book
+0 buys · −0 exits · 0 changed
Q4 2025
Steady book
+0 buys · −0 exits · 0 changed
Q3 2025
Steady book
+0 buys · −0 exits · 0 changed
Q2 2025
Steady book
+0 buys · −0 exits · 0 changed