§ EQUITY
USDFYC
FIRST TRUST SMALL CAP GROWTH
USD
§ 01 · PRICE
Price action
1D5D1M6MYTD1YMAX
§ 03 · SIGNAL STACK · WHAT THE INPUTS SAY
13F FLOW
103 increased/new, 47 decreased/exited (13F)
AC 13F Analysis
§ 05 · WHO OWNS IT
Top institutional holders
| Fund | Shares | % port | Δ Q/Q |
|---|---|---|---|
| LPL Financial LLC | 1.4M | 0.0% | +15% |
| RAYMOND JAMES FINANCIAL INC | 545K | 0.0% | +24% |
| Wells Fargo & Company | 444K | n/a | +22% |
| Morgan Stanley | 395K | 0.0% | −33% |
| Cetera Investment Advisers | 290K | 0.0% | +14% |
| Bank of America Corp | 244K | 0.0% | +21% |
◇ AC INTELLIGENCE
Top institutional owners for FYC as of the most recent 13F reporting period (Q1 2026 · Period ended Mar 31). Δ Q/Q reflects share-count change vs. the prior filing — positive green means adding, negative red means trimming. Cross-reference with the ownership-mix bars below to see which strategy cohort is driving the flow.
§ 06 · WHO OWNS IT · BY STRATEGY
OTHER73.8% · 128 holders
DEALER / BANK24.4% · 16 holders
INCOME / DEFENSIVE0.9% · 1 holder
SYSTEMATIC / QUANT0.4% · 1 holder
TACTICAL / MACRO0.3% · 2 holders
PASSIVE / INDEX0.1% · 1 holder
QUALITY / COMPOUNDER0.1% · 4 holders
◇ AC INTELLIGENCE
Ownership mix by behavioral cohort. Top bars indicate which style of capital dominates the float — passive indexing, quality compounders, dealer/bank, systematic quant, etc. Big quality-compounder share means concentrated active conviction; heavy passive share means flows are dictated by index rebalances, not fundamentals.
§ 07 · INSIDER ACTIVITY · LAST 180 DAYS
NO INSIDER FILINGS
◇ AC INTELLIGENCE
No Form 4 filings on record for FYC in the last 180 days.
§ 08 · COVERAGE · OUR RECENT NOTES
No notes mention FYC yet.