§ EQUITY
USDNBSM
NEUBERGER SMALL-MID CAP ETF
USD
§ 01 · PRICE
Price action
1D5D1M6MYTD1YMAX
§ 03 · SIGNAL STACK · WHAT THE INPUTS SAY
13F FLOW
17 increased/new, 4 decreased/exited (13F)
AC 13F Analysis
§ 05 · WHO OWNS IT
Top institutional holders
| Fund | Shares | % port | Δ Q/Q |
|---|---|---|---|
| NEUBERGER BERMAN GROUP LLC | 5.1M | 0.1% | +7% |
| LPL Financial LLC | 320K | 0.0% | −20% |
| STAGE HARBOR FINANCIAL, LLC | 237K | 4.0% | +7% |
| RAYMOND JAMES FINANCIAL INC | 214K | 0.0% | +9% |
| Bank of America Corp | 182K | 0.0% | −23% |
| EXCHANGE TRADED CONCEPTS, LLC | 132K | 0.0% | −15% |
◇ AC INTELLIGENCE
Top institutional owners for NBSM as of the most recent 13F reporting period (Q1 2026 · Period ended Mar 31). Δ Q/Q reflects share-count change vs. the prior filing — positive green means adding, negative red means trimming. Cross-reference with the ownership-mix bars below to see which strategy cohort is driving the flow.
§ 06 · WHO OWNS IT · BY STRATEGY
QUALITY / COMPOUNDER75.6% · 1 holder
OTHER20.9% · 16 holders
DEALER / BANK3.4% · 2 holders
◇ AC INTELLIGENCE
Ownership mix by behavioral cohort. Top bars indicate which style of capital dominates the float — passive indexing, quality compounders, dealer/bank, systematic quant, etc. Big quality-compounder share means concentrated active conviction; heavy passive share means flows are dictated by index rebalances, not fundamentals.
§ 07 · INSIDER ACTIVITY · LAST 180 DAYS
NO INSIDER FILINGS
◇ AC INTELLIGENCE
No Form 4 filings on record for NBSM in the last 180 days.
§ 08 · COVERAGE · OUR RECENT NOTES
No notes mention NBSM yet.