§ 13F · FUND PROFILE
NorthRock Partners, LLC.
Institutional filer · behavioral pattern: Other. Summary pending.
AUM · $3.0B (13F)Positions · 833Turnover · — · Q1Filed · May 15, 2026
CONCENTRATION
—
Top 10 holdings
NEW BUYS
0
+$57M deployed
EXITS
0
No exits
SECTOR SHIFT
—
No prior quarter data
3YR HIT RATE
—
Top-5 overlap
§ 01 · TOP HOLDINGS
The book · Q1 2026
FILED MAY 15, 2026
| # | Ticker | Name | Shares | $ value | % port | Δ Q1 |
|---|---|---|---|---|---|---|
| 1 | JMTG | J P MORGAN EXCHANGE TRADED F | 9.75M | $497M | 8.0% | +7% |
| 2 | VOO | VANGUARD INDEX FDS | 588K | $352M | 5.7% | +6% |
| 3 | SPYM | SPDR SERIES TRUST | 4.16M | $319M | 5.1% | +9% |
| 4 | VGSH | VANGUARD SCOTTSDALE FDS | 4.87M | $285M | 4.6% | +3% |
| 5 | SPYV | SPDR SERIES TRUST | 4.59M | $259M | 4.2% | +4% |
| 6 | SGOV | ISHARES TR | 2.24M | $226M | 3.6% | +11% |
| 7 | QQQ | INVESCO QQQ TR | 390K | $225M | 3.6% | +4% |
| 8 | SPYG | SPDR SERIES TRUST | 2.19M | $215M | 3.5% | +5% |
| 9 | AAPL | APPLE INC | 774K | $196M | 3.2% | +5% |
| 10 | SPY | STATE STR SPDR S&P 500 ETF T | 285K | $185M | 3.0% | −2% |
§ 02 · SECTOR ALLOCATION
Where the money is
Sector data pending
§ 03 · THE NORTHROCK SIGNAL
AC read
NorthRock Partners, LLC is a Other fund managing $3.0 billion in assets. The fund runs a broad portfolio of 833 positions.
Read the full dossier →§ 04 · FILING HISTORY
Q-by-Q deltas
1 FILINGS
Q1 2026
Steady book
+0 buys · −0 exits · 0 changed
Q4 2025
Steady book
+0 buys · −0 exits · 0 changed
Q2 2025
Steady book
+0 buys · −0 exits · 0 changed
Q1 2025
Steady book
+0 buys · −0 exits · 0 changed